-
Notice to Clients: Defense of Promissory Note Cases
When moving to a new firm, many brokers receive "upfront money" in the form of a promissory note from their employing firm. Most times these funds are ...
Posted By
Wexler Burkhart Hirschberg & Unger, LLP
Continue Reading
-
Notice to Clients: Expungement Guidance - 3 Options for a Clean CRD
Most brokers will encounter customer complaints at one time or another during their career. Many of these complaints cast too wide a net, frequently ...
Posted By
Wexler Burkhart Hirschberg & Unger, LLP
Continue Reading