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Who is the "Customer" For Purposes of FINRA Rule 12200
WHO IS A "CUSTOMER" FOR PURPOSES OF FINRA RULE 12200 By Martin P. Unger, Partner, Wexler Burkhart Hirschberg & Unger, LLP FINRA Rule 12200 provides ...
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Wexler Burkhart Hirschberg & Unger, LLP
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